Joel C. Jessen

AMERICAN ENTERPRISE INVESTMENT SERVICES

Charlotte, NC 28202

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CRD#: 2886006

Professional summary

Joel Christian Jessen is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Charlotte, North Carolina.

Joel is registered as a RR (Registered Representative) and started their career in finance in 1997. Joel has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Christian Jessen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2024 - Present

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Office #1: 300 S Tryon St, Charlotte, NC 28202

CRD#: 26506

Charlotte, NC

Past

October 1, 2000 - May 13, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Past

February 16, 1998 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

May 29, 1997 - January 21, 1998

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(6/13/2024)

Exams

State Security Law Exam

Series 63

Date: 6/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/28/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | NATIONAL INVESTMENT SERVICES, INC. | IDS INVESTMENT SERVICES, INC.

CRD#: 26506 / SEC#: , 8-42582

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

901 3rd Avenue South, Minneapolis, MN 55402

Mailing Address

5221 Ameriprise Financial Center, Minneapolis, MN 55474

Phone number

(612) 671-3662

Established

Minnesota since 04/13/1990

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMPF HOLDING, LLC	SHAREHOLDER
CARR, GREGORY GERARD	DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT	2210835
FLANSBURG, BRETT ALLEN	VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER	3179474
GERDES, JOSEPH FRANCIS	DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER	2391989
MATTOX, MICHAEL SCOTT	VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER	4383501
SENNE, ANN MARIE	DIRECTOR	2515669
SWEENEY, JOSEPH EDWARD	DIRECTOR	4668713

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Joel C. Jessen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Christian Jessen's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2007

Series 6

Date: 5/28/1997

Series 24

Date: 12/7/2007

FINRA

Current Firm

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

TRUST BUT VERIFY

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