Margaret Jean Marshall
Professional Summary
Margaret Jean Marshall, who also goes by Margaret Jean Dearden Ms, Margaret Jean Dearden, Margaret Jean Marshall Ms., is a registered financial advisor currently at M2O PRIVATE FUND ADVISORS LLC located in White Plains, New York. Margaret is registered as a RR (Registered Representative) and started their career in finance in 1997. Margaret has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Margaret Jean Dearden Ms, Margaret Jean Dearden, Margaret Jean Marshall Ms.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Years of Experience
29 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Current Firm
M2O PRIVATE FUND ADVISORS LLC
Contact Information
Main Address
1 North Lexington Ave Suite 500, White Plains, NY 10601Mailing Address
1 North Lexington Ave Suite 500, White Plains, NY 10601Phone Number
(914) 368-9795Established
New York since 05/26/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
(1/13/2015)
(9/11/2012)
(4/18/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - BD
Click below to view Margaret Jean Marshall's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
