Adolfo V. Iannuzzi
Professional summary
Adolfo Vincent Iannuzzi, who also goes by VInce Iannuzzi, is a registered financial professional currently at BEECH HILL SECURITIES, INC. located in New York, New York and FEARNLEY SECURITIES located in New York, New York.
Adolfo is registered as a RR (Registered Representative) and started their career in finance in 1997. Adolfo has worked at 8 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 10, Series 9, Series 27, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adolfo Vincent Iannuzzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2006 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 Third Avenue 16th Floor, New York, NY 10022March 8, 2017 - Present
FEARNLEY SECURITIES
Office #1: 885 Third Avenue 26th Floor, New York, NY 10022September 9, 2005 - March 14, 2006
PERSHING LLC
July 14, 2000 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
June 10, 1999 - July 14, 2000
PERSHING LLC
March 3, 1998 - April 20, 1999
FIRST UNION CAPITAL MARKETS CORP.
August 13, 1997 - January 16, 1998
LLOYD WADE SECURITIES INC.
May 14, 1997 - August 21, 1997
CASTLE SECURITIES CORP.
April 21, 1997 - June 6, 1997
L.B. SAKS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2023)
(9/13/2017)
(5/26/2006)
(5/26/2006)
(6/6/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/8/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 7/15/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FEARNLEY SECURITIES
CRD#: 174133 / SEC#: , 8-69566
Contact information
FINRA licenses (31 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEARNLEY SECURITIES AS | 100% OWNER | |
| BAKKE, CECILIE HELENE | CHIEF COMPLIANCE OFFICER | 7477246 |
| FINK, JASON PETER | PRINCIPAL, CEO | 2550196 |
| HAHNE, PONTUS TORBJORN | MEMBER OF THE BOARD OF DIRECTORS | 7651222 |
| RASMUSSEN, JOACHIM | MEMBER OF THE BOARD OF DIRECTORS | 7498636 |
| ROETHER, CLAUDIUS | INVESTMENT BANKING PRINCIPAL | 7629018 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7338445 |
| VABO, RIKARD | MEMBER OF THE BOARD OF DIRECTORS | 7253168 |
| WESSEL, PETER | CHAIRMAN OF THE BOARD OF DIRECTORS | 6495105 |
Red Flags
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