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FIRM PROFILE
Overview
FEARNLEY SECURITIES is located at 885 Third Avenue 26th Floor, New York, NY 10022 and was first established at New York, New York in 10/01/2014. After operating for 11 years, FEARNLEY SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FEARNLEY SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. FEARNLEY SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FEARNLEY SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FEARNLEY SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FEARNLEY SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FEARNLEY SECURITIES Comes From
Understanding the Statistics for FEARNLEY SECURITIES and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
885 Third Avenue 26th Floor, New York, NY 10022
885 Third Avenue 26th Floor, New York, NY 10022
Small
(212) 277-3600
New York since 10/01/2014
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FEARNLEY SECURITIES AS | 100% OWNER | ||
| BAKKE, CECILIE HELENE | CHIEF COMPLIANCE OFFICER | 7477246 | |
| FINK, JASON PETER | PRINCIPAL, CEO | 2550196 | |
| HAHNE, PONTUS TORBJORN | MEMBER OF THE BOARD OF DIRECTORS | 7651222 | |
| RASMUSSEN, JOACHIM | MEMBER OF THE BOARD OF DIRECTORS | 7498636 | |
| ROETHER, CLAUDIUS | INVESTMENT BANKING PRINCIPAL | 7629018 | |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7338445 | |
| VABO, RIKARD | MEMBER OF THE BOARD OF DIRECTORS | 7253168 | |
| WESSEL, PETER | CHAIRMAN OF THE BOARD OF DIRECTORS | 6495105 |
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Advisor's working at FEARNLEY SECURITIES
Glenn Marshall Harrison
Michat T Osiak
Claudius Roether
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