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CRD#: 24771
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BEECH HILL SECURITIES, INC. is located at 880 3rd Avenue 16th Floor, New York, NY 10022-4730 and was first established at New York, New York in 05/12/1989. After operating for 37 years, BEECH HILL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BEECH HILL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. BEECH HILL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BEECH HILL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 6 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BEECH HILL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BEECH HILL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BEECH HILL SECURITIES, INC. Comes From

Understanding the Statistics for BEECH HILL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
6

FIRM INFORMATION

Main Address
880 3rd Avenue 16th Floor, New York, NY 10022-4730
Mailing Address
880 3rd Avenue 16th Floor, New York, NY 10022-4730
Firm Size
Small
Phone Number
(212) 350-7200
Established
New York since 05/12/1989
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
IANNUZZI, ADOLFO VINCENTCFO / CCO- MUTUAL FUNDS2874669
IANNUZZI, ADOLFO VINCENTCHIEF EXECUTIVE OFFICER2874669
IANNUZZI, ADOLFO VINCENTPRESIDENT2874669
IANNUZZI, ADOLFO VINCENTOWNER2874669
IANNUZZI, ADOLFO VINCENTCORP SECY2874669
CANTOR, PAUL SETHOWNER39844
CATANIA, FERDINANDO JRCCO - MUNICIPALS3263571
FIORINI, DONNA ANNEEXECUTIVE REPRESENTATIVE1289258
FIORINI, DONNA ANNECCO - GENERAL COMPLIANCE1289258

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Advisor's working at BEECH HILL SECURITIES, INC.

ES

Evan David Slater MR.

Evan David Slater
IAR
RR
CRD#: 2283494
Location:
Livingston, NJ
Company:
BEECH HILL ADVISORS, INC
Disclosures:
Experience:
33 years
View Profile
BD

Barbara Ann Dicostanzo

Barbara Ann Burke, Barbaraann Burke, Barbara Ann Dicostanzo, Barbara Ann Burke Dicostanzo, Barbaraann Dicostanzo
IAR
RR
CRD#: 2036134
CFP®: Certified Financial Planner
Location:
New York, NY 10022
Company:
PENBROOK MANAGEMENT LLC
Disclosures:
Experience:
35 years
View Profile
JH

Jeffrey Neal Holtman

Jeffrey N Holtman
IAR
RR
CRD#: 2712045
Location:
Westport, CT 06880
Company:
DOCK STREET CAPITAL MANAGEMENT LLC
Disclosures:
Experience:
29 years
View Profile
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