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FIRM PROFILE
Overview
BEECH HILL SECURITIES, INC. is located at 880 3rd Avenue 16th Floor, New York, NY 10022-4730 and was first established at New York, New York in 05/12/1989. After operating for 37 years, BEECH HILL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BEECH HILL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. BEECH HILL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BEECH HILL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 6 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BEECH HILL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BEECH HILL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BEECH HILL SECURITIES, INC. Comes From
Understanding the Statistics for BEECH HILL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
880 3rd Avenue 16th Floor, New York, NY 10022-4730
880 3rd Avenue 16th Floor, New York, NY 10022-4730
Small
(212) 350-7200
New York since 05/12/1989
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| IANNUZZI, ADOLFO VINCENT | CFO / CCO- MUTUAL FUNDS | 2874669 | |
| IANNUZZI, ADOLFO VINCENT | CHIEF EXECUTIVE OFFICER | 2874669 | |
| IANNUZZI, ADOLFO VINCENT | PRESIDENT | 2874669 | |
| IANNUZZI, ADOLFO VINCENT | OWNER | 2874669 | |
| IANNUZZI, ADOLFO VINCENT | CORP SECY | 2874669 | |
| CANTOR, PAUL SETH | OWNER | 39844 | |
| CATANIA, FERDINANDO JR | CCO - MUNICIPALS | 3263571 | |
| FIORINI, DONNA ANNE | EXECUTIVE REPRESENTATIVE | 1289258 | |
| FIORINI, DONNA ANNE | CCO - GENERAL COMPLIANCE | 1289258 |
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Advisor's working at BEECH HILL SECURITIES, INC.
Evan David Slater MR.
Barbara Ann Dicostanzo
Jeffrey Neal Holtman
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