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Michael Jonathan Strulowitz

FIRST HEARTLAND CAPITAL
HACKENSACK, NJ
·CRD# 2874190·29 years experience

Professional Summary

Michael Jonathan Strulowitz, who also goes by Michael Jonathan Strulowitz, is a registered financial advisor currently at FIRST HEARTLAND CAPITAL, INC. located in Hackensack, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 6TO and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Jonathan Strulowitz

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

FIRST HEARTLAND CAPITAL, INC.·CRD# 32460
BD
2 University Plaza Ste 511, Hackensack, NJ 07601
July 11, 2022 - Present
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
September 12, 2019 - December 31, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Saddle Brook, NJ
September 4, 2009 - December 15, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
Saddle Brook, NJ
April 25, 2008 - September 4, 2009
OSAIC FS, INC.·CRD# 3870
BD
Saddle Brook, NJ
June 22, 2007 - April 15, 2008
C. J. M. PLANNING CORP.·CRD# 5698
BD
Pompton Lakes, NJ
January 19, 2004 - September 6, 2005
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
August 10, 2000 - December 31, 2001
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
Schaumburg, IL
April 8, 1997 - August 9, 2000

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Current Firm

FH
FIRST HEARTLAND CAPITAL, INC.

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460 / SEC#: 8-46008
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367

Mailing Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Phone Number

(636) 625-0900

Established

Missouri since 10/01/2005

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOFF, DAVID MICHAELPRESIDENT1058737
CHRISTY, ZEONIA MCHIEF COMPLIANCE OFFICER4067924
HALL, BRANDON WAYNECHIEF INFORMATION OFFICER5113480
HOFF, SCOTT MCHIEF OPERATIONS OFFICER5008279
JEHLE, JEANNE ANNFINOP4885198

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/11/2022)
RR
New Jersey
(7/11/2022)
RR
New York
(7/11/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2019About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2019About the Series 6TO exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Jonathan Strulowitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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