Nicole E. Whitcomb
Professional summary
Nicole Elizabeth Whitcomb, who also goes by Nicole Elizabeth Watson, Nicole Watson, Nicole Elizabeth Watson-whitcomb, Nicole E Whitcomb, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Grants Pass, Oregon and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Nicole has worked at 4 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 6TO, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Elizabeth Whitcomb's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2022 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 115 Se 6th St., Grants Pass, OR 97526January 10, 2022 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346September 14, 2021 - December 9, 2021
STATE FARM INVESTMENT MANAGEMENT CORP.
December 13, 2012 - May 13, 2015
WELLS FARGO CLEARING SERVICES, LLC
December 13, 2012 - May 13, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 23, 2012 - December 13, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 2011 - December 13, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2022)
(3/29/2022)
Exams
Series 6TO
Date: 12/20/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Grants Pass, OR 97526TRUST BUT VERIFY
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