Jason G. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Gregory Erickson, CLU®, who also goes by Jason G Erickson, Jason Erickson, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1993. Jason had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2024 - January 2, 2026
VAN AKE CAPITAL LLC
August 16, 2013 - March 7, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
August 16, 2013 - March 7, 2024
ALLSTATE FINANCIAL SERVICES, LLC
April 15, 2011 - August 1, 2013
WADDELL & REED
March 17, 2011 - August 1, 2013
WADDELL & REED
April 20, 1993 - January 17, 1996
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VAN AKE CAPITAL LLC
CRD#: 289098 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 23,400,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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