Pietro Lombardi
FALCON WEALTH PLANNING | Financial Advisor, Falcon Wealth Planning
Irvine, CA 92614
CRD#: 2814446
Professional summary
Pietro Lombardi, CFP®, who also goes by Peter Lombardi, is a registered financial advisor currently at FALCON WEALTH PLANNING, INC. located in Irvine, California.
Pietro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Pietro has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Biography
Peter Lombardi immigrated to the United States in 1975, where he was the first generation to graduate from all levels of school and receive his MBA from Chapman University. Peter firmly believes a well-educated client will be better able to navigate financial obstacles and it is why he believes that education is crucial to any relationship with him. He has been helping clients through their financial
journeys since the mid-1990s and has both advisory and managerial experience.
As a Certified Financial Planner, Peter excels at putting their clients in the best position to succeed in the long term. It is his aim to always treat clients as his family or friends, with no exceptions.
When he’s not in the office contemplating life’s financial complexities, Peter is a devoted family man. He has known his wife since the age of 8 and currently has a son, Andre, who hopes to rule the world as either a musician and/or medical professional.
Peter is also an avid sports fan, especially a life-long- Lakers fan since 1980 and a supporter of all things Calcio (soccer), including the U.S. and Italian National Team and FC Palermo. He also enjoys music, food, a good Netflix series, theology, and online chess. Peter loves animals and has a dog, Coco, and a tortoise, Squirt, who are considered family members.
Peter’s faith dictates that everyone should have the ability to live the best life possible and looks forward to working with you.
Professional Designations & Licenses
- Certified Financial Planner™ Professional (CFP®)
- Masters in Business Administration (MBA®)
About Falcon Wealth Planning:
Falcon Wealth Planning, Inc. is a Registered Investment Advisor offering an innovative business model for financial planning; a model that places the client first by design and eliminates the conflicts of interest inherent in traditional models.
Every aspect of Falcon Wealth Planning is aligned with the client’s interests. The hybrid, retainer-based business model overcomes one of the major criticisms of the financial planning industry: a conflict of interest between the client’s needs and the advisor’s compensation. Falcon Wealth advisors are salaried employees who are never compensated by the sale of financial products or asset management fees, allowing them to focus on providing the best planning advice for their clients.
Question & Answer
What are your service offerings?
Investment Management
Tax Planning
Tax Preparation
Retirement Planning
Estate Planning
Business Planning
Do you have an area of expertise or specialization?
Blended Families
Budgeting
Cash Flow Analysis
Customized Portfolios
Divorce Planning
Emergency Funds Management
Estate Planning
Executive Compensation (ISO, R...
FIRE (Financial Independence R...
High Net Worth Planning
Investment Management
Philanthropic and Non-Profit
Real Estate (LLP, REIT's, Priv...
Retirement Planning
Risk Management and Insurance ...
Small Business Planning
Tax Planning and Preparation
What is your minimum asset requirement?
250K
How do you get paid?
Fee-Only
Are you a "fiduciary"?
Yes
Aliases
Peter Lombardi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: Etrade 2. Investment-related: Yes 3. Address: 60 Rockport, Irvine, California 92602 4. Nature: Trustee of mother in-law's trust/ not a fee-based business 5. Position: Trustee 6. Start Date: 2/27/2019 7. Approx number of hrs per month devoted to the other business: 4 8. Number of hrs devoted during securities trading hrs: 4 9. Duties: I'm responsible for making sure the beneficiaries receive their share. I am not one of the beneficiaries. This is not an endeavor I'm having to typically spend much time on currently. I've estimated less than 1 hour a week or 4 hours a month.
CRS (Client Relationship Summary) - RIA
Click below to view Pietro Lombardi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Education
Chapman University
MBA - Masters of Business Administration
Experience
Current
August 16, 2022 - Present
FALCON WEALTH PLANNING, INC.
Office #1: 2030 Main St 13th Fl, Irvine, CA 92614RIA
CRD#: 174092
Irvine, CA
Past
February 19, 2009 - August 26, 2022
HARRISDIRECT LLC
RIA
CRD#: 42159
Irvine, CA
Past
February 19, 2009 - August 26, 2022
E*TRADE SECURITIES LLC
BD
CRD#: 29106
Irvine, CA
Past
November 1, 2007 - October 20, 2008
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
IRVINE, CA
Past
November 1, 2007 - October 20, 2008
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
IRVINE, CA
Past
August 26, 2003 - October 31, 2007
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
IRVINE, CA
Past
August 26, 2003 - October 31, 2007
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
May 20, 2003 - September 2, 2003
WFP SECURITIES
RIA
CRD#: 35098
SANDIEGO, CA
Past
April 3, 2003 - September 2, 2003
WFP SECURITIES
BD
CRD#: 35098
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/17/2022)
IAR
Texas(8/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764
Mailing Address
Phone number
(855) 963-2526
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,575 |
| AUM (Assets Under Management) | $ 1,159,538,045 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FALCON WEALTH PLANNING, INC.
Financial Advisor, Falcon Wealth PlanningCRD#: 174092Irvine, CA 92614TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
