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Damian Maggio

JOSEPH STONE CAPITAL L.L.C.
GARDEN CITY, NY
·CRD# 2864247·29 years experience

Professional Summary

Damian Maggio is a registered financial advisor currently at JOSEPH STONE CAPITAL L.L.C. located in Garden City, New York. Damian is registered as a RR (Registered Representative) and started their career in finance in 1997. Damian has worked at 14 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

JOSEPH STONE CAPITAL L.L.C.·CRD# 159744
BD
585 Stewart Ave Suite L60c, Garden City, NY 11530
February 26, 2013 - Present
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Garden City, NY
October 17, 2008 - February 26, 2013
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Westbury, NY
October 31, 2005 - October 17, 2008
BRUNDYN SECURITIES INC.·CRD# 124493
BD
Arlington, TX
September 9, 2004 - October 28, 2005
NORTH AMERICAN CLEARING, INC.·CRD# 39118
BD
Longwood, FL
April 8, 2004 - August 11, 2004
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
January 3, 2003 - March 31, 2004
LLOYD, SCOTT & VALENTI, LTD.·CRD# 23640
BD
Austin, TX
August 13, 2002 - January 31, 2003
KSH INVESTMENT GROUP, INC.·CRD# 41817
BD
Great Neck, NY
October 19, 2001 - August 8, 2002
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
December 13, 2000 - November 1, 2001
WHITEHALL WELLINGTON INVESTMENTS, INC.·CRD# 38022
BD
Port Washington, NY
November 3, 2000 - December 31, 2000
M.S. FARRELL & COMPANY, INC.·CRD# 24232
BD
Syosset, NY
December 17, 1999 - November 7, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.·CRD# 38022
BD
Port Washington, NY
October 7, 1998 - December 1, 1999
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
January 12, 1998 - October 30, 1998
ROYAL HUTTON SECURITIES CORP.·CRD# 14489
BD
New York, NY
September 30, 1997 - December 15, 1997
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
July 7, 1997 - October 9, 1997

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Current Firm

JS
JOSEPH STONE CAPITAL L.L.C.

JOSEPH STONE CAPITAL L.L.C.

CRD#: 159744 / SEC#: 8-69014
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

585 Stewart Ave Suite L60c, Garden City, NY 11530

Mailing Address

585 Stewart Ave Suite L60c, Garden City, NY 11530

Phone Number

(516) 267-7001

Established

Delaware since 11/04/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DPMM HOLDINGS L.L.C.HOLDING COMPANY—
GRAZIANO, ANTHONY JOSEPHCCO2862096
MAGGIO, DAMIANCEO2864247
NIXON, JON ALANFINOP4710715

Disclosures

Regulatory Event

5

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/27/2021)
RR
Illinois
(3/19/2013)
RR
Indiana
(3/19/2013)
RR
Iowa
(11/1/2021)
RR
Louisiana
(11/1/2022)
RR
New York
(2/27/2013)
RR
Pennsylvania
(3/5/2013)
RR
Puerto Rico
(11/3/2021)
RR
South Dakota
(3/6/2013)
RR
Texas
(11/30/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1997About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Damian Maggio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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