Robert J. Frisina
Professional summary
Robert Joseph Frisina, who also goes by Rob Frisina, Robert J Frisina, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Franklin Square, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Frisina's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2008 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 739 Hempstead Tpke, Franklin Square, NY 11010-4330September 12, 2007 - January 29, 2008
PFS INVESTMENTS INC.
May 9, 2006 - January 8, 2007
OPUS TRADING FUND LLC
January 6, 1998 - March 18, 2004
SCHONFELD SECURITIES, LLC
July 24, 1997 - January 9, 1998
VISTA SECURITIES INC.
June 6, 1997 - July 31, 1997
ASH FINANCIAL CORP.
April 30, 1997 - June 6, 1997
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2018)
(2/7/2008)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 3/15/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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