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CRD#: 18272
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALLSTATE FINANCIAL SERVICES, LLC is located at 151 N 8th Street, Suite 450, Lincoln, NE 68508-1380 and was first established at Kansas City, Delaware in 11/01/1999. After operating for 26 years, ALLSTATE FINANCIAL SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALLSTATE FINANCIAL SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ALLSTATE FINANCIAL SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALLSTATE FINANCIAL SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 5 disclosures, 4 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALLSTATE FINANCIAL SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALLSTATE FINANCIAL SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALLSTATE FINANCIAL SERVICES, LLC Comes From

Understanding the Statistics for ALLSTATE FINANCIAL SERVICES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4
Arbitration
1

FIRM INFORMATION

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380
Mailing Address
Po Box 83271, Lincoln, NE 68501-3271
Firm Size
Large
Phone Number
(877) 232-2142
Established
Delaware since 11/01/1999
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ALLSTATE INSURANCE COMPANYOWNER
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE6357880
DELANEY, SCOTT SULLIVANPRESIDENT AND CHIEF EXECUTIVE OFFICER2978681
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISCHAIRMAN OF THE BOARD2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113
WHITCOMB, MICHAEL JAMESFINOP7495756

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Advisor's working at ALLSTATE FINANCIAL SERVICES, LLC

Jake Stephen Gauruder

Jake Stephen Gauruder

Jake Gauruder
IAR
RR
CRD#: 6961948
Location:
Northville, MI 48168-2206
Company:
ALLSTATE FINANCIAL ADVISORS, LLC
Disclosures:
Experience:
7 years
View Profile
David Alan King

David Alan King

David Alan King, David A King, David King
IAR
RR
CRD#: 2696068
Location:
North Richland Hills, TX 76180-1802
Company:
ALLSTATE FINANCIAL ADVISORS, LLC
Disclosures:
Experience:
29 years
View Profile
Scott Andrew Pruett

Scott Andrew Pruett

RR
CRD#: 2263113
Location:
Woodridge, IL 60517-2657
Company:
ALLSTATE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
10 years
View Profile
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