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Robert Kevin Tuite

ASL CAPITAL MARKETS
STAMFORD, CT
·CRD# 2862493·29 years experience

Professional Summary

Robert Kevin Tuite, who also goes by Bob Tuite, is a registered financial advisor currently at ASL CAPITAL MARKETS INC. located in Stamford, Connecticut. Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Tuite

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ASL CAPITAL MARKETS INC.·CRD# 286115
BD
600 Summer Street Suite 402, Stamford, CT 06901
November 1, 2017 - Present
CRT CAPITAL GROUP LLC·CRD# 28830
BD
Stamford, CT
August 18, 2011 - November 29, 2016
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
June 29, 1998 - July 20, 2011
SBC WARBURG DILLON READ INC.·CRD# 1650
BD
Stamford, CT
September 2, 1997 - June 29, 1998
SBC WARBURG, INC.·CRD# 23745
BD
New York, NY
June 19, 1997 - September 2, 1997

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Current Firm

AC
ASL CAPITAL MARKETS INC.

ASL CAPITAL MARKETS INC.

CRD#: 286115 / SEC#: 8-69872
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

600 Summer Street Suite 402, Stamford, CT 06901

Mailing Address

600 Summer Street Suite 402, Stamford, CT 06901

Phone Number

(203) 388-2940

Established

Delaware since 09/20/2016

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ALADIN SECURED LENDING INCSOLE SHAREHOLDER—
GERHARD, EVAN NATHANIELCEO AND PRESIDENT4703417
NEILL, JAMES KERBYCCO6571606
TUITE, ROBERT KEVINCFO/FINOP2862493

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1997About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Kevin Tuite's CRS (Customer Relationship Summary).

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