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Thomas Paschal Gentry

EXCHANGERIGHT SECURITIES
Pasadena, CA
·CRD# 2862377·29 years experience

Professional Summary

Thomas Paschal Gentry, who also goes by Thomas P. Gentry Jr., Thomas Paschal Gentry Jr, Tom Gentry, Thomas Gentry, is a registered financial advisor currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 15 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas P. Gentry Jr., Thomas Paschal Gentry Jr, Tom Gentry, Thomas Gentry

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

EXCHANGERIGHT SECURITIES, LLC·CRD# 283430
BD
1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106
September 13, 2024 - Present
COBALT CAPITAL, INC.·CRD# 136161
BD
Lake Mary, FL
February 1, 2021 - November 7, 2023
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
July 16, 2020 - November 16, 2020
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Farmers Branch, TX
October 9, 2017 - April 23, 2020
EMERSON EQUITY LLC·CRD# 130032
BD
Farmers Branch, TX
April 7, 2017 - October 17, 2017
S2K FINANCIAL LLC·CRD# 248786
BD
Orlando, FL
March 31, 2016 - February 28, 2017
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
September 9, 2015 - December 11, 2015
EMERSON EQUITY LLC·CRD# 130032
BD
San Mateo, CA
November 14, 2014 - September 11, 2015
BLUEROCK CAPITAL MARKETS LLC·CRD# 136974
BD
New York, NY
June 20, 2011 - October 2, 2014
PACIFIC CORNERSTONE CAPITAL INCORPORATED·CRD# 40397
BD
Santa Ana, CA
September 24, 2009 - May 2, 2011
CABIN SECURITIES, INC.·CRD# 137608
BD
Walnut Creek, CA
January 2, 2009 - June 8, 2009
ATLAS CLEARING, INC.·CRD# 3777
BD
Salt Lake City, UT
October 8, 2008 - December 31, 2008
SECURITY DISTRIBUTORS·CRD# 3336
BD
Topeka, KS
September 13, 2006 - September 4, 2008
FEDERATED INVESTMENT COUNSELING·CRD# 105325
RIA
Pittsburgh, PA
November 3, 2005 - September 14, 2006
FEDERATED SECURITIES CORP.·CRD# 5009
BD
Pittsburgh, PA
December 6, 2004 - September 14, 2006
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Houston, TX
July 8, 1997 - December 3, 2004

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Current Firm

ES
EXCHANGERIGHT SECURITIES, LLC

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: 8-69753
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone Number

(626) 564-1031

Established

California since 01/06/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXCHANGERIGHT HOLDINGS, LLCOWNER—
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER, MANAGING MEMBER5327906
THOMAS, WARREN JESSE MCEWINPRESIDENT, MANAGING MEMBER2299254
THORNTON, STEVEN LEEFINOP4496384
UNGERECHT, JOSHUA PAULCEO, MANAGING MEMBER5183573

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/13/2024)
RR
Connecticut
(9/13/2024)
RR
Indiana
(9/15/2026)
RR
Maine
(4/14/2025)
RR
Massachusetts
(9/13/2024)
RR
Michigan
(9/15/2026)
RR
New Hampshire
(9/13/2024)
RR
New Jersey
(9/13/2024)
RR
New York
(9/13/2024)
RR
Ohio
(9/15/2026)
RR
Pennsylvania
(9/13/2024)
RR
Rhode Island
(9/13/2024)
RR
Texas
(9/13/2024)
RR
Vermont
(9/13/2024)
RR
West Virginia
(9/21/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas Paschal Gentry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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