John P. Naudo
Professional summary
John Paul Naudo, who also goes by John Paul Naudo, John Naudo, is a registered financial advisor currently at NEW EDGE WEALTH located in Rogers, Arkansas and NEWEDGE SECURITIES, LLC located in Rogers, Arkansas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Paul Naudo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2023 - Present
NEW EDGE WEALTH
Office #1: 5100 J B Hunt Drive, Suite 840, Rogers, AR 72758November 6, 2023 - Present
NEWEDGE SECURITIES, LLC
Office #1: 5100 J B Hunt Drive, Suite 840, Rogers, AR 72758June 12, 2020 - October 6, 2022
ARVEST WEALTH MANAGEMENT
June 12, 2020 - October 6, 2022
ARVEST WEALTH MANAGEMENT
January 28, 2019 - May 21, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2019 - May 21, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 2018 - February 27, 2018
B. RILEY WEALTH ADVISORS, INC.
July 31, 2017 - February 27, 2018
NATIONAL SECURITIES CORPORATION
April 10, 2017 - August 2, 2017
WFG INVESTMENTS, INC.
October 28, 2009 - June 30, 2016
CAPIS
September 26, 1997 - March 30, 2009
CREDIT SUISSE SECURITIES (USA) LLC
May 30, 1997 - September 15, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NEW EDGE WEALTH
CRD#: 307771 / SEC#: 801-118291
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2023)
(11/6/2023)
(11/6/2023)
(11/6/2023)
(1/2/2025)
(11/6/2023)
(1/2/2025)
(11/6/2023)
(1/2/2025)
(11/6/2023)
(1/2/2025)
(11/6/2023)
(1/2/2025)
(11/6/2023)
(11/6/2023)
(11/6/2023)
(1/2/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NEW EDGE WEALTH
CRD#: 307771 / SEC#: 801-118291
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
