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FIRM PROFILE
Overview
NEWEDGE SECURITIES, LLC is located at 1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368 and was first established at Philadelphia, Pennsylvania in 12/14/1981. After operating for 44 years, NEWEDGE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NEWEDGE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. NEWEDGE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NEWEDGE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 14 disclosures, 9 being regulatory events, 2 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NEWEDGE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NEWEDGE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NEWEDGE SECURITIES, LLC Comes From
Understanding the Statistics for NEWEDGE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368
1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368
Medium
(412) 391-7077
Pennsylvania since 12/14/1981
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | ||
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 | |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 | |
| FONG, SARAH F | VICE PRESIDENT | 2937709 | |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 | |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 | |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 | |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
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Advisor's working at NEWEDGE SECURITIES, LLC
Ben A Roth
Jerry Scott Brown
Erik J Linstrom
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