Gary R. Parker
Professional summary
Gary R Parker, who also goes by Gary Parker, is a registered financial professional currently at PRUCO SECURITIES, LLC. located in Fort Washington, Pennsylvania and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Fort Washington, Pennsylvania.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1997. Gary has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary R Parker's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2013 - Present
PRUCO SECURITIES, LLC.
Office #1: 600 Office Center Drive, Fort Washington, PA 19034July 31, 2019 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 600 Office Center Drive, Fort Washington, PA 19034April 28, 2004 - April 19, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 13, 2002 - April 28, 2004
PRUCO SECURITIES, LLC.
May 2, 1997 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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