Mark L. Kole
Professional summary
Mark Louis Kole, who also goes by Mark L Kolodzinski, Mark Louis Kolodzinski, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Charlotte, North Carolina.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 55, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Louis Kole's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2009 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 300 S Tryon St, Charlotte, NC 28202February 10, 2009 - September 17, 2009
WADDELL & REED
June 23, 2008 - December 4, 2008
BONDS.COM LLC
January 9, 2006 - September 13, 2007
COUNTRYWIDE SECURITIES CORPORATION
March 12, 1997 - December 15, 2005
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/28/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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