David W. Templin
Professional summary
David Wayne Templin, CFP® is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 26 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Wayne Templin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2013 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262February 23, 2012 - February 15, 2013
FIFTH THIRD SECURITIES, INC.
February 23, 2012 - February 15, 2013
FIFTH THIRD SECURITIES, INC.
December 16, 2008 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 19, 2007 - December 12, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
March 7, 2000 - August 15, 2007
WELLS FARGO CLEARING SERVICES, LLC
May 11, 1998 - August 15, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 27, 1998 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
May 27, 1997 - September 26, 1997
GLEACHER & COMPANY SECURITIES, INC.
May 9, 1997 - May 30, 1997
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2013)
(2/5/2025)
(2/11/2022)
(1/31/2025)
(1/31/2025)
(2/3/2025)
(2/4/2013)
(1/31/2025)
(2/4/2013)
(2/4/2013)
(2/4/2013)
(2/4/2013)
(2/4/2013)
(1/31/2025)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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