PH
Paul J. Hogan
M&T SECURITIES
Radnor, PA 19087
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CRD#: 2849151
PH
Professional summary
Paul Joseph Hogan is a registered financial professional currently at M&T SECURITIES, INC. located in Radnor, Pennsylvania.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 5 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Paul Joseph Hogan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2018 - Present
M&T SECURITIES, INC.
Office #1: Investment Banking 150 North Radnor Chester Rd Suite E 200, Radnor, PA 19087BD
CRD#: 17358
Radnor, PA
Past
March 4, 2010 - July 27, 2018
PNC CAPITAL MARKETS LLC
BD
CRD#: 15647
PHILADELPHIA, PA
Past
October 1, 1999 - March 9, 2000
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
September 8, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
February 9, 1998 - June 3, 1998
FIRST CLEARING, LLC
BD
CRD#: 17344
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/23/2024)
RR
Colorado(1/23/2024)
RR
Connecticut(1/23/2024)
RR
Delaware(1/23/2024)
RR
District of Columbia(1/23/2024)
RR
Florida(1/23/2024)
RR
Georgia(1/23/2024)
RR
Indiana(1/23/2024)
RR
Maine(1/23/2024)
RR
Maryland(1/23/2024)
RR
Massachusetts(1/23/2024)
RR
Nevada(1/23/2024)
RR
New Hampshire(1/23/2024)
RR
New Jersey(1/23/2024)
RR
New York(1/23/2024)
RR
North Carolina(1/23/2024)
RR
Ohio(1/23/2024)
RR
Pennsylvania(9/21/2018)
RR
Puerto Rico(1/23/2024)
RR
Rhode Island(1/23/2024)
RR
Texas(1/23/2024)
RR
Vermont(1/23/2024)
RR
Virginia(1/23/2024)
RR
Washington(1/23/2024)
RR
West Virginia(1/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 6/29/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
M&T SECURITIES, INC.
M&T DISCOUNT BROKERAGE SERVICES, INC. | M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1 Light Street Suite 2000, Buffalo, NY 14202
Mailing Address
1 Light Street, Baltimore, MD 21202
Phone number
(410) 244-4307
Established
New York since 11/13/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
901
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
