Michael J. Dimitri
Professional summary
Michael John Dimitri, who also goes by Michael Dimitri, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlote, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 34, Series 31, Series 3, Series 55, Series 7, Series 26, Series 27, Series 30, Series 4, Series 53, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Dimitri's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2025 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 214 N. Tryon Street 33rd Floor, Charlote, NC 28202September 30, 2025 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 214 N Tryon St Fl 21 32, Charlotte, NC, 28202November 14, 2014 - October 1, 2025
WELLS FARGO CLEARING SERVICES, LLC
November 14, 2014 - October 1, 2025
WELLS FARGO CLEARING SERVICES, LLC
April 26, 2013 - October 30, 2014
B. RILEY WEALTH ADVISORS, INC.
April 5, 2013 - October 30, 2014
NATIONAL SECURITIES CORPORATION
November 18, 2011 - April 9, 2013
B. RILEY WEALTH MANAGEMENT
October 14, 2011 - April 9, 2013
B. RILEY WEALTH MANAGEMENT
September 3, 2009 - October 18, 2011
B. RILEY WEALTH ADVISORS, INC.
April 29, 2008 - October 19, 2011
NATIONAL SECURITIES CORPORATION
February 5, 1997 - May 2, 2008
JOSEPH STEVENS & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2025)
(9/30/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 6/12/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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