Mark D. Schilder
Professional summary
Mark Duane Schilder, who also goes by Mark Schilder, is a registered financial professional currently at DFA SECURITIES LLC located in Charlotte, North Carolina.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Duane Schilder's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2016 - Present
DFA SECURITIES LLC
Office #1: 1515 South Tryon Street, Charlotte, NC 28203August 8, 2008 - August 9, 2016
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
July 18, 2005 - March 31, 2008
SIGNATOR FINANCIAL SERVICES, INC.
May 1, 2002 - March 5, 2004
HARRISDIRECT LLC
May 30, 1997 - May 1, 2002
HARRIS INVESTORLINE INC.
January 29, 1997 - March 4, 1997
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2016)
(9/16/2016)
Exams
FINRA
Current Firm
DFA SECURITIES LLC
CRD#: 10292 / SEC#: , 8-27006
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | DELAWARE LP AND SOLE MEMBER OF DFAS | |
| BOOTH, DAVID GILBERT | CHAIRMAN | 1031000 |
| BUTLER, DAVID PAUL | CO-CHIEF EXECUTIVE OFFICER | 2305298 |
| DALLMER, LISA MICHELE | CHIEF OPERATING OFFICER | 2586913 |
| GRZELAK, BERNARD JAMES | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER | 4285750 |
| NEWELL, CATHERINE LEE | VICE PRESIDENT AND SECRETARY | 2890628 |
| NOTELOVITZ, SELWYN JUSTIN | GLOBAL CHIEF COMPLIANCE OFFICER | 2886676 |
| O'REILLY, GERARD KIERAN | CO-CHIEF EXECUTIVE OFFICER AND CO-CIO | 4982644 |
Red Flags
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