David Chu
Professional summary
David Chu, who also goes by Lianghsien Chu, is a registered financial professional currently at FLEXTRADE LLC located in Great Neck, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Chu's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2013 - Present
FLEXTRADE LLC
Office #1: 111 Great Neck Road, Great Neck, NY 11021Office #2: One Penn Plaza 41st Floor, Suite 4119, New York, NY 10119May 20, 2008 - June 26, 2013
LAVAFLOW, INC.
August 12, 2005 - July 29, 2008
LAVA TRADING, INC.
May 17, 2000 - July 6, 2005
NASDAQ EXECUTION SERVICES, LLC
October 8, 1998 - April 6, 2000
CITICORP INVESTMENT SERVICES
February 25, 1997 - September 15, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/31/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
FLEXTRADE LLC
CRD#: 113226 / SEC#: , 8-53309
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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