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Guillermo Andres Parodi

MARIVA CAPITAL MARKETS
MIAMI, FL
·CRD# 2829165·29 years experience

Professional Summary

Guillermo Andres Parodi, who also goes by Meme Parodi, is a registered financial advisor currently at MARIVA CAPITAL MARKETS, LLC located in Miami, Florida. Guillermo is registered as a RR (Registered Representative) and started their career in finance in 1996. Guillermo has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Meme Parodi

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

MARIVA CAPITAL MARKETS, LLC·CRD# 156171
BD
1. 150 Se 2nd Avenue Suite Ph3, Miami, FL 331312. 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
May 31, 2013 - Present
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC·CRD# 17053
BD
Montevideo
October 6, 2009 - February 18, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 15, 2004 - November 16, 2009
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC·CRD# 17053
BD
San Juan, PR
June 27, 2000 - November 18, 2004
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
January 13, 1998 - November 19, 1998
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
February 20, 1997 - September 15, 1997
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
November 20, 1996 - December 23, 1996

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Current Firm

MC
MARIVA CAPITAL MARKETS, LLC

MARIVA CAPITAL MARKETS, LLC

CRD#: 156171 / SEC#: 8-68774
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131

Mailing Address

150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131

Phone Number

(305) 712-6919

Established

Florida since 04/13/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARIVA HOLDING GROUP, LLCSHAREHOLDER—
GONZALEZ, CARLOS JAVIERCCO4294205
PARODI, GUILLERMO ANDRESCEO2829165
SINGER, STEVEN FREDERICFINOP2360737

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/12/2021)
RR
Connecticut
(1/15/2021)
RR
Florida
(6/26/2013)
RR
Illinois
(2/6/2014)
RR
Massachusetts
(5/14/2021)
RR
Minnesota
(5/17/2021)
RR
New Jersey
(8/20/2013)
RR
New York
(1/16/2021)
RR
Pennsylvania
(1/20/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2002About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jul 1997

Series 24 — General Securities Principal Examination

Passed Jan 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Guillermo Andres Parodi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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