Carlos Javier Gonzalez
Professional Summary
Carlos Javier Gonzalez, who also goes by Carlos Gonzalez, Carlos Javier Gonzalez Stawinski, Carlos Javier Gonzalez-stawinski, is a registered financial advisor currently at EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. located in Miami, Florida and EFG CAPITAL INTERNATIONAL located in Miami, Florida. Carlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Carlos has worked at 14 firms and has passed the Series 66, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carlos Gonzalez, Carlos Javier Gonzalez Stawinski, Carlos Javier Gonzalez-Stawinski
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.
Contact Information
Main Address
701 Brickell Avenue Suite 1310, Miami, FL 33131Phone Number
(305) 482-8000# of Employees
56SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
696AUM (Assets Under Management)
$2,301,686,106Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.
State Registrations and Notice Filings
(11/21/2023)
(11/21/2023)
(12/1/2022)
(1/12/2024)
(11/21/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Carlos Javier Gonzalez's CRS (Customer Relationship Summary).
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