Alexander E. Long
Professional summary
Alexander Emmerson Long, who also goes by Alex E Long, Alexander E Long, Alexander Long, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1997. Alexander has worked at 7 firms and has passed the Series 63, Series 65, Series 34, Series 3, SIE, Series 7, Series 6, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Emmerson Long's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262December 23, 2024 - September 22, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 23, 2024 - September 22, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 2017 - April 8, 2024
CHARLES SCHWAB & CO., INC.
July 21, 2017 - April 8, 2024
CHARLES SCHWAB & CO., INC.
April 10, 2017 - July 7, 2017
ROBOTIC TRADING ADVISORS, LLC
August 16, 2006 - February 13, 2007
DUNHAM
May 29, 2002 - August 3, 2006
MUTUAL OF AMERICA SECURITIES LLC
May 29, 2002 - August 3, 2006
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 15, 1997 - January 22, 2002
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2025)
Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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