Samir Ahed Ali
Professional Summary
Samir Ahed Ali, who also goes by Sammy Ali, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Edison, New Jersey. Samir is registered as a RR (Registered Representative) and started their career in finance in 1997. Samir has worked at 5 firms and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sammy Ali
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
Contact Information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428Phone Number
(215) 957-7300Established
Delaware since 09/09/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
485SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | — |
| DAVIS, LISA BETH | CO-PRESIDENT | 5985055 |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| KANE, MICHAEL VITAS | CO-PRESIDENT | 5272677 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| ROMENESKO, DELANA RAQUEL | PRINCIPAL OPERATIONS OFFICER | 2656165 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory Assets Under Management
Total Number of Accounts
28,369AUM (Assets Under Management)
$9,014,857,753Disclosures
Regulatory Event
11Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
(4/5/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Samir Ahed Ali's CRS (Customer Relationship Summary).
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