Mitchell L. Wonboy

VANGUARD ADVISERS

MALVERN, PA 19355

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CRD#: 2796295

Professional summary

Mitchell Lloyd Wonboy, who also goes by Mitch Wonboy, Mitchell L Wonboy, Mitchell Wonboy, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.

Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mitchell has worked at 15 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Wonboy | Mitchell L Wonboy | Mitchell Wonboy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MALVERN, PA NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 12/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Lloyd Wonboy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2025 - Present

VANGUARD ADVISERS, INC.

Office #1: 100 Vanguard Blvd, Malvern, PA 19355

RIA

CRD#: 106715

MALVERN, PA

Current

January 23, 2025 - Present

VANGUARD MARKETING CORPORATION

Office #1: 100 Vanguard Blvd, Malvern, PA 19355

CRD#: 7452

Malvern, PA

Past

July 11, 2023 - January 2, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

July 11, 2023 - January 2, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 2, 2023 - May 15, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

January 9, 2023 - May 15, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

April 29, 2022 - December 20, 2022

STRATEGIC WEALTH MANAGEMENT SOLUTIONS LLC

RIA

CRD#: 321229

NEW YORK, NY

Past

April 27, 2020 - August 3, 2021

FISHER INVESTMENTS

RIA

CRD#: 107342

NEW YORK, NY

Past

January 30, 2018 - March 26, 2020

SGIM

RIA

CRD#: 291173

NEW YORK, NY

Past

July 7, 2016 - November 10, 2017

FISHER INVESTMENTS

RIA

CRD#: 107342

GREAT NECK, NY

Past

August 2, 2011 - May 23, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

MORRISTOWN, NJ

Past

February 28, 2011 - August 2, 2011

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

HATO REY, PR

Past

February 28, 2011 - August 2, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

August 21, 2009 - May 13, 2010

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

August 18, 2008 - September 1, 2009

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

May 28, 2003 - July 29, 2008

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

Past

September 11, 2002 - May 28, 2003

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

January 29, 2001 - July 17, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

May 23, 1997 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

February 11, 1997 - March 5, 1997

ROSENBLATT SECURITIES INC.

CRD#: 18377

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/16/2025)

Pennsylvania
(1/23/2025)

IAR

Pennsylvania
(1/24/2025)

IAR

Texas
(1/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/27/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/30/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/9/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/9/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/1997

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/16/1996

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

VANGUARD SITUATIONAL ADVISOR BROCHURE (9/29/2025)

VANGUARD STRATEGIC MODEL PORTFOLIOS (9/29/2025)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/29/2025)

VANGUARD PERSONAL ADVISOR SELECT (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mitchell L. Wonboy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Lloyd Wonboy's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

STRATEGIC WEALTH MANAGEMENT SOLUTIONS LLC

FISHER INVESTMENTS

SGIM

FISHER INVESTMENTS

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

UBS SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

JPMSI

ROSENBLATT SECURITIES INC.

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/2023

Series 65

Date: 6/30/2016

Series 7TO

Date: 1/9/2023

SIE

Date: 12/9/2022

Series 7

Date: 2/10/1997

Series 3

Date: 8/16/1996

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

TRUST BUT VERIFY

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