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John Paul Angelone

CRD# 2792191·Registered 1996 - 2017
Barred: John Paul Angelone was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Paul Angelone was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2017. John had worked at 12 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
Weston, CT
January 12, 2017 - March 14, 2017
OLYMPUS SECURITIES, LLC·CRD# 114050
BD
New York, NY
September 21, 2015 - January 3, 2017
HALCYON CABOT PARTNERS, LTD.·CRD# 32664
BD
New York, NY
September 16, 2014 - September 18, 2015
THE VERTICAL GROUP·CRD# 104353
BD
Red Bank, NJ
March 22, 2010 - September 25, 2014
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Woodbury, NY
October 2, 2009 - March 22, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC·CRD# 103734
BD
New York, NY
April 1, 2008 - October 2, 2009
SEABOARD SECURITIES, INC.·CRD# 755
BD
Garden City, NY
July 20, 2005 - April 9, 2008
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
March 12, 2001 - June 21, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 26, 2000 - March 12, 2001
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
May 10, 1999 - April 27, 2000
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 1, 1998 - May 28, 1999
NEBRASKA HUDSON COMPANY, INC.·CRD# 27501
BD
Omaha, NE
May 7, 1997 - December 19, 1997
ROYCE INVESTMENT GROUP, INC.·CRD# 10494
BD
Woodbury, NY
September 9, 1996 - May 13, 1997

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Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: 8-29471
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone Number

(732) 758-9001

Established

Texas since 03/15/1983

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER—
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event

22

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2001

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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