Rocco M. Maselli
Professional summary
Rocco Michael Maselli, who also goes by Rocco Micheal Masell, Rocco Micheal Maselli, Rock Maselli, is a registered financial professional currently at VCS VENTURE SECURITIES located in Garden City, New York.
Rocco is registered as a RR (Registered Representative) and started their career in finance in 1996. Rocco has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rocco Michael Maselli's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2021 - Present
VCS VENTURE SECURITIES
Office #1: 585 Stewart Avenue Unit L60, Garden City, NY 11530August 3, 2015 - September 29, 2021
JOSEPH STONE CAPITAL L.L.C.
April 1, 2015 - August 4, 2015
WINDSOR STREET CAPITAL, LP
November 20, 2003 - April 29, 2015
MORGAN WILSHIRE SECURITIES, INC.
August 27, 2003 - November 18, 2003
GUNNALLEN FINANCIAL, INC
December 19, 2002 - September 12, 2003
BENCHMARK SECURITIES GROUP, INC.
May 9, 2002 - December 31, 2002
FIRST SECURITY INVESTMENTS, INC.
July 17, 2000 - May 23, 2002
PRUDENTIAL EQUITY GROUP, LLC
July 16, 1997 - July 18, 2000
MORGAN STANLEY DW INC.
June 27, 1997 - July 2, 1997
CIBC WORLD MARKETS CORP.
September 3, 1996 - July 11, 1997
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2021)
(9/24/2021)
(10/4/2021)
(4/24/2023)
(9/24/2021)
(10/4/2021)
(9/24/2021)
(9/24/2021)
(10/15/2021)
(9/24/2021)
(7/6/2023)
(7/17/2023)
(10/4/2021)
Exams
FINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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