Theodore Tiefei Wang
Professional Summary
Theodore Tiefei Wang, who also goes by Tiefei Wang, is a registered financial advisor currently at ANGEL POND CAPITAL LLC located in New York, New York. Theodore is registered as a RR (Registered Representative) and started their career in finance in 1996. Theodore has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 55, Series 3, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tiefei Wang
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
ANGEL POND CAPITAL LLC | PUISSANCE FINANCIAL GROUP LLC
Contact Information
Main Address
30 E 85th St 30th Fl, New York, NY 10028Mailing Address
30 E 85th St 30th Fl, New York, NY 10028Phone Number
(212) 878-3702Established
Delaware since 09/23/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/6/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed May 2017About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Theodore Tiefei Wang's CRS (Customer Relationship Summary).
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