David L. Hunt

LINDEN THOMAS AND COMPANY SECURITIES

CHARLOTTE, NC 28202

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CRD#: 2772872

Professional summary

David Lee Hunt is a registered financial professional currently at LINDEN THOMAS AND COMPANY SECURITIES, LLC located in Charlotte, North Carolina.

David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 26 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, Series 50, SIE, Series 55, Series 7, Series 6, Series 27, Series 24, Series 14 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Lee Hunt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

LINDEN THOMAS AND COMPANY SECURITIES, LLC

Office #1: 516 N. Tryon Street, Charlotte, NC 28202

CRD#: 290244

CHARLOTTE, NC

Past

April 23, 2025 - August 15, 2025

PROFINANCIAL, INC.

CRD#: 15345

NEW YORK, NY

Past

March 19, 2025 - August 15, 2025

PROMETHEUM ATS

CRD#: 311636

NEW YORK, NY

Past

July 12, 2024 - March 28, 2025

LINDEN THOMAS AND COMPANY SECURITIES, LLC

CRD#: 290244

CHARLOTTE, NC

Past

July 5, 2024 - March 14, 2025

PALICO LLC

CRD#: 15960

NEW YORK, NY

Past

June 13, 2023 - August 13, 2024

SECURITIZE MARKETS, LLC

CRD#: 283256

MIAMI, FL

Past

December 10, 2021 - July 3, 2023

SI SECURITIES, LLC

CRD#: 170937

BOSTON, MA

Past

April 30, 2021 - November 19, 2021

IOI CAPITAL AND MARKETS, LLC

CRD#: 290944

HOUSTON, TX

Past

April 21, 2021 - November 22, 2021

INTERCONTINENTAL WEALTH ADVISORS, LLC

RIA

CRD#: 114787

SAN ANTONIO, TX

Past

April 21, 2021 - June 29, 2021

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

CRD#: 22408

SAN ANTONIO, TX

Past

June 16, 2020 - November 19, 2021

ONEFUND, LLC

RIA

CRD#: 305171

Canyon Lake, TX

Past

August 7, 2019 - April 21, 2021

IOI CAPITAL AND MARKETS, LLC

CRD#: 290944

Houston, TX

Past

March 12, 2019 - March 3, 2020

SILVERSTONE ADVISORS, INC.

RIA

CRD#: 166400

Canyon Lake, TX

Past

March 7, 2019 - October 4, 2019

TECTONIC ADVISORS LLC

RIA

CRD#: 139713

Houston, TX

Past

August 28, 2018 - November 9, 2018

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Houston, TX

Past

August 28, 2018 - November 9, 2018

HIGHTOWER SECURITIES, LLC

CRD#: 116681

HOUSTON, TX

Past

June 22, 2016 - December 31, 2018

MILLER-GREEN FINANCIAL SERVICES LLC

RIA

CRD#: 110949

HOUSTON, TX

Past

April 5, 2016 - September 27, 2019

SANDERS MORRIS LLC

RIA

CRD#: 20580

THE WOODLANDS, TX

Past

February 1, 2016 - September 27, 2019

SANDERS MORRIS LLC

CRD#: 20580

THE WOODLANDS, TX

Past

March 4, 2008 - September 16, 2015

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

DALLAS, TX

Past

January 18, 2007 - January 24, 2008

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

December 16, 2005 - January 17, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

August 27, 2003 - December 10, 2003

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

August 5, 2002 - December 3, 2002

PEMBROOK SECURITIES, INC.

CRD#: 18779

DALLAS, TX

Past

May 2, 2000 - June 3, 2002

KERSHNER TRADING GROUP, LLC

CRD#: 16908

AUSTIN, TX

Past

July 1, 1999 - September 27, 2001

PROTRADER SECURITIES L.P.

CRD#: 35233

AUSTIN, TX

Past

October 27, 1998 - July 6, 1999

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

April 1, 1998 - November 3, 1998

FOUNDERS ASSET MANAGEMENT LLC

CRD#: 44645

DENVER, CO

Past

September 25, 1996 - April 1, 1998

FOUNDERS ASSET MANAGEMENT, INC.

CRD#: 323

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(9/3/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/2/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 4/7/2025

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 50

Date: 5/29/2019

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/23/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/2/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/24/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 1/2/2023

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 5/29/2001

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

LINDEN THOMAS AND COMPANY SECURITIES, LLC

CRD#: 290244 / SEC#: , 8-70026

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

516 N. Tryon Street, Charlotte, NC 28202

Mailing Address

516 N. Tryon Street, Charlotte, NC 28202

Phone number

(704) 554-8150

Established

North Carolina since 08/29/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (43 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LINDEN THOMAS AND COMPANY, LLC	MEMBER
HUNT, DAVID LEE	FINOP	2772872
SMITH, DAVID LEON	CCO/ROP/GENERAL SEC & MUNICIPAL PRINCIPAL	2246779
THOMAS, STEPHEN LINDEN	MANAGING PRINCIPAL	1789031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David L. Hunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Lee Hunt's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFINANCIAL, INC.

PROMETHEUM ATS

LINDEN THOMAS AND COMPANY SECURITIES, LLC

PALICO LLC

SECURITIZE MARKETS, LLC

SI SECURITIES, LLC

IOI CAPITAL AND MARKETS, LLC

INTERCONTINENTAL WEALTH ADVISORS, LLC

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

ONEFUND, LLC

IOI CAPITAL AND MARKETS, LLC

SILVERSTONE ADVISORS, INC.

TECTONIC ADVISORS LLC

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

MILLER-GREEN FINANCIAL SERVICES LLC

SANDERS MORRIS LLC

SANDERS MORRIS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

WELLS FARGO SECURITIES, LLC

TRUIST INVESTMENT SERVICES, INC.

QUASAR DISTRIBUTORS, LLC

PEMBROOK SECURITIES, INC.

KERSHNER TRADING GROUP, LLC

PROTRADER SECURITIES L.P.

WADDELL & REED

FOUNDERS ASSET MANAGEMENT LLC

FOUNDERS ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/2/2016

Series 63

Date: 11/6/1996

Series 79TO

Date: 4/7/2025

Series 99TO

Date: 1/2/2023

Series 50

Date: 5/29/2019

SIE

Date: 10/1/2018

Series 55

Date: 9/23/1999

Series 7

Date: 10/2/1998

Series 6

Date: 9/24/1996

Series 27

Date: 1/2/2023

Series 24

Date: 1/2/2023

Series 14

Date: 1/2/2023

Series 4

Date: 5/29/2001

FINRA

Current Firm

LINDEN THOMAS AND COMPANY SECURITIES, LLC

Contact information

FINRA licenses (43 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LINDEN THOMAS AND COMPANY SECURITIES, LLC

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