John Paul Joliet
Professional Summary
Working from Los Angeles, John Paul Joliet has been with American Discovery Advisors, LLC since 2018. He holds securities industry licenses: SIE (entry-level exam), Series 7 (permission to sell securities), Series 24 (manager/principal license), and Series 14 (compliance officer qualification). He previously worked at Moelis & Company, UBS, Credit Suisse First Boston, and Donaldson, Lufkin & Jenrette, giving him broad industry experience. Many clients seek his help to understand investment choices or to navigate regulatory...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John P Joliet
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN DISCOVERY ADVISORS, LLC
Contact Information
Main Address
11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025Mailing Address
11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025Phone Number
(310) 968-6755Established
Delaware since 10/11/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/26/2018)
(1/28/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Paul Joliet's CRS (Customer Relationship Summary).
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