Susan Goodell Goldman
Professional Summary
Based in Los Angeles, Susan Goldman advises clients through American Discovery Advisors, LLC and has been registered there since July 2020. She brings decades of experience from earlier roles at multiple broker-dealers dating back to the mid-1990s. Her licenses include Series 7, Series 79 (investment banking), the Series 24 principal credential, and the SIE, covering general securities work, investment-banking transactions, and supervisory responsibilities. Many clients seek her help with capital-raising or navigating complex securities deals....
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Susan Wolk Goodell, Susan Goodell
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN DISCOVERY ADVISORS, LLC
Contact Information
Main Address
11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025Mailing Address
11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025Phone Number
(310) 968-6755Established
Delaware since 10/11/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/7/2020)
(2/14/2025)
(1/12/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Susan Goodell Goldman's CRS (Customer Relationship Summary).
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