Jennifer A. Walker
Professional summary
Jennifer Anne Walker, who also goes by Jennifer Anne Labik, Jenn Walker, Jennifer Walker, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2006. Jennifer has worked at 7 firms and has passed the Series 66, Series 50, SIE, Series 3, Series 7, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Anne Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2023 - Present
VANGUARD MARKETING CORPORATION
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262September 9, 2019 - November 28, 2022
T. ROWE PRICE ASSOCIATES, INC.
September 6, 2019 - November 28, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
June 5, 2017 - July 25, 2019
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
June 2, 2017 - July 25, 2019
DELAWARE DISTRIBUTORS, L.P.
November 5, 2010 - May 2, 2017
UBS ASSET MANAGEMENT (AMERICAS) LLC
June 14, 2006 - October 6, 2010
UBS ASSET MANAGEMENT (US) INC.
April 4, 2006 - May 2, 2017
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2023)
(12/15/2023)
Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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