Joseph Peter Giordano
Professional Summary
Joseph Peter Giordano, who also goes by Joe Giordano, is a registered financial advisor currently at BLUEPATH CAPITAL LLC located in San Francisco, California and OLDEN LANE SECURITIES, LLC located in Bridgewater, New Jersey. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 13 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 9, Series 4, Series 27,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joe Giordano
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
OLDEN LANE SECURITIES, LLC
Contact Information
Main Address
100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807Mailing Address
100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807Phone Number
(908) 432-6819Established
Delaware since 10/17/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/24/2020)
(8/25/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2001About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Peter Giordano's CRS (Customer Relationship Summary).
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