Leslie S. Mcduffy
Professional summary
Leslie Sherrese Mcduffy, who also goes by Leslie S Johnson, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Fort Washington, Pennsylvania.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 1996. Leslie has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leslie Sherrese Mcduffy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2022 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 600 Office Center Drive, Fort Washington, PA 19034December 19, 2007 - April 17, 2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 28, 2004 - December 31, 2005
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 13, 2002 - April 28, 2004
PRUCO SECURITIES, LLC.
January 1, 1997 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 24, 1996 - January 1, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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