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Brigitte Elisabeth Vonwienken

CRD# 275960·Registered 1973 - 2005
Previously Registered: Being a previously registered professional could mean that Brigitte is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brigitte Elisabeth Vonwienken, who also goes by Brigitte Elisabeth Krugel, Brigitte Krugel, Brigitte E Schwenk, Brigitte Elizabeth Vonwienken, was a registered financial advisor. Brigitte was a previously registered financial professional and started their career in finance 1973 - 2005. Brigitte had worked at 24 firms and has passed the Series 63, Series 1, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brigitte Elisabeth Krugel, Brigitte Krugel, Brigitte E Schwenk, Brigitte Elizabeth Vonwienken

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

GLENDALE SECURITIES, INC.·CRD# 123649
BD
Sherman Oaks, CA
January 20, 2005 - November 1, 2005
COMPUTER CLEARING SERVICES INC·CRD# 20776
BD
Glendale, CA
January 7, 2003 - November 4, 2005
GORE-HORVATH, INC.·CRD# 6809
BD
Huntington Beach, CA
February 11, 2002 - March 18, 2002
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
February 27, 2001 - March 1, 2002
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 15, 2000 - August 23, 2000
NEW WORLD FINANCIAL, INC.·CRD# 47747
BD
Marbella
November 2, 1999 - March 29, 2000
GLOBALINK SECURITIES, INC.·CRD# 29721
BD
Pasadena, CA
December 12, 1997 - January 12, 1999
GLOBAL-AMERICAN INVESTMENTS, INC.·CRD# 41802
BD
Walnut, CA
November 25, 1996 - November 1, 1998
NORCROSS & COMPANY·CRD# 28570
BD
Phoenix, AZ
January 20, 1992 - February 14, 1997
KENNEDY, CABOT & CO.·CRD# 2417
BD
Beverly Hills, CA
June 27, 1988 - December 5, 1990
MEMBERS BROKERAGE ASSOCIATION, INC.·CRD# 15199
BD
January 1, 1987 - June 4, 1988
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC·CRD# 14152
BD
March 29, 1984 - May 2, 1986
CANTOR FITZGERALD & CO.·CRD# 134
BD
May 29, 1980 - March 8, 1984
KENNEDY, CABOT & CO.·CRD# 2417
BD
November 8, 1979 - June 15, 1980
LPL FINANCIAL LLC·CRD# 6413
BD
October 1, 1979 - November 1, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
March 20, 1979 - September 1, 1979
BLUNT ELLIS & LOEWI INCORPORATED·CRD# 7580
BD
April 4, 1978 - December 30, 1978
LOEWI & CO., INCORPORATED·CRD# 526
BD
January 20, 1978 - April 4, 1978
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
September 16, 1977 - July 15, 1979
BACHE HALSEY STUART INC.·CRD# 7238
BD
August 27, 1976 - September 16, 1977
BACHE & CO INCORPORATED·CRD# 7058
BD
February 27, 1976 - August 27, 1976
BACHE & CO., INCORPORATED·CRD# 66
BD
April 24, 1975 - February 27, 1976
VERCOE & COMPANY, INC.·CRD# 855
BD
August 23, 1974 - March 26, 1975
HAYDEN STONE INC.·CRD# 6567
BD
May 15, 1974 - September 17, 1974
BACHE & CO INCORPORATED·CRD# 7058
BD
December 6, 1973 - June 23, 1974
P/H MUNICIPAL SECURITIES CORPORATION·CRD# 147
BD
May 15, 1973 - December 14, 1973

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Current Firm

GS
GLENDALE SECURITIES, INC.

GLENDALE SECURITIES, INC.

CRD#: 123649 / SEC#: 8-65604
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403

Mailing Address

15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403

Phone Number

(818) 907-1505

Established

California since 08/19/2002

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (48 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BARBER, RICHARD WRIGHTSHAREHOLDER1298800
CASTILLO, GEORGE ALBERTOPRESIDENT, PRINCIPAL1936486
FLESCHE, PAUL ERICFINOP, PRINCIPAL, ROSFP, CFO, POO, PFO3277904
ABADIN, JOSE MIGUELSHAREHOLDER1273345
ROWE, CHRISTOPHER MICHAELCCO, AML COMPLIANCE OFFICER5562884
SHEN, QIUFANGSHAREHOLDER3158926

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2005About the Series 63 exam

Series 1 — Registered Representative Examination

Passed May 1973

Series 27 — Financial and Operations Principal Examination

Passed Dec 1992About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Sep 1980About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1979About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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