BA
Bryan T. Adkison
FROST INVESTMENT SERVICES
MANSFIELD, TX 76063
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CRD#: 2759268
BA
Professional summary
Bryan Tad Adkison is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Mansfield, Texas and FROST BROKERAGE SERVICES, INC. located in Mansfield, Texas.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Bryan has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Tres Amigos Cattle Company, LLC; Burleson, Texas; Investment related; Agriculture; Director; Started 6/2015; Approx. 5hrs/mo; Not during securities trading hrs; Help manage the cattle on the ranch. (2) Brytad Investments, LLC; Investment related; Burleson, Texas; Real Estate; Director; Started 5/2013; Approx. 1hr/mo; Not during securities trading hrs; This is an LLC that my wife and I set up for investing in real estate. We do not conduct a business with this entity and we are the only members.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Tad Adkison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 1000 Walnut Creek Dr, Mansfield, TX 76063RIA
CRD#: 286129
MANSFIELD, TX
Current
April 10, 2003 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 1000 N Walnut Creek Dr, Mansfield, TX 76063BD
CRD#: 17465
MANSFIELD, TX
Past
November 29, 2017 - December 31, 2021
FROST INVESTMENT SERVICES
RIA
CRD#: 286129
MANSFIELD, TX
Past
April 3, 2000 - March 25, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
March 28, 2000 - April 10, 2000
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
April 7, 1997 - March 10, 2000
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 7, 1997 - March 10, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
October 11, 1996 - December 18, 1996
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC
CRD#: 286129 / SEC#: 801-108754
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/31/2018)
IAR
Alabama(3/14/2024)
RR
Arizona(1/11/2024)
IAR
Arizona(3/28/2024)
RR
Colorado(10/20/2023)
RR
Florida(5/6/2003)
IAR
Florida(3/8/2024)
IAR
Illinois(4/24/2023)
RR
Illinois(1/11/2024)
RR
Mississippi(1/11/2024)
IAR
Montana(8/22/2024)
RR
North Carolina(1/11/2024)
IAR
Ohio(4/4/2023)
RR
Oklahoma(5/28/2013)
IAR
Oklahoma(3/18/2024)
RR
Oregon(6/5/2023)
IAR
Oregon(11/19/2024)
RR
South Carolina(9/8/2022)
IAR
South Carolina(3/1/2024)
RR
Texas(4/10/2003)
IAR
Texas(1/25/2022)
RR
Utah(12/26/2023)
RR
Virginia(1/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC
CRD#: 286129 / SEC#: 801-108754
RIA
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Contact information
Main Address
111 West Houston Street, San Antonio, TX 78205
Mailing Address
Po Box 2538, San Antonio, TX 78299
Phone number
(210) 220-5000
Established
Firm type
Fiscal year end
# of Employees
177
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FROST INVESTMENT SERVICES
CRD#: 286129Mansfield, TX 76063TRUST BUT VERIFY
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Contact information
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