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Find, Compare and Monitor Financial Advisors at FROST BROKERAGE SERVICES, INC.

CRD#: 17465
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FROST BROKERAGE SERVICES, INC. is located at 111 W. Houston Street, San Antonio, TX 78205 and was first established at Dallas, Texas in 03/21/1986. After operating for 40 years, FROST BROKERAGE SERVICES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FROST BROKERAGE SERVICES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. FROST BROKERAGE SERVICES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FROST BROKERAGE SERVICES, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 4 being regulatory events, 1 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FROST BROKERAGE SERVICES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FROST BROKERAGE SERVICES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FROST BROKERAGE SERVICES, INC. Comes From

Understanding the Statistics for FROST BROKERAGE SERVICES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4
Civil Event
1
Arbitration
1

FIRM INFORMATION

Main Address
111 W. Houston Street, San Antonio, TX 78205
Mailing Address
P.o. Box 2538, San Antonio, TX 78299
Firm Size
Medium
Phone Number
(210) 220-5000
Established
Texas since 03/21/1986
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FROST BANKPARENT COMPANY
REPA, JACK BRANDONCHIEF COMPLIANCE OFFICER2558740
WALSH, CHRISTOPHER SCOTTPRESIDENT / CHIEF OPERATIONS OFFICER2580114

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Advisor's working at FROST BROKERAGE SERVICES, INC.

Robert Edward Burks

Robert Edward Burks

Robert E Burks
IAR
RR
CRD#: 5850972
CFP®: Certified Financial Planner
Location:
College Station, TX 77845
Company:
FROST INVESTMENT SERVICES
Disclosures:
Experience:
15 years
View Profile
Dana Renee O'toole

Dana Renee O'toole

Dana Finnell, Dana Renee Smith, Dana Renee Thompson
IAR
RR
CRD#: 2463769
Location:
Kingwood, TX 77339
Company:
FROST INVESTMENT SERVICES
Disclosures:
Experience:
31 years
View Profile
TM

Timothy Ramsey Mccormick

Timothy Ramsey Mccormack, Tim Mccormick
IAR
RR
CRD#: 1080598
Location:
San Antonio, TX 78205
Company:
FROST INVESTMENT SERVICES
Disclosures:
Experience:
41 years
View Profile
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