Ramon V. Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX 76102

CRD#: 6118768

Professional summary

Ramon Vasquez Aguirre, who also goes by Ramon Vasquez Aguirre III, Ramon Vasquez Aguirre, Ramon V. Aguirre, III, Ramon V Aguirre, Ramon Aguirre, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Fort Worth, Texas.

Ramon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ramon has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ramon Vasquez Aguirre Iii | Ramon Vasquez Aguirre | Ramon V. Aguirre, Iii | Ramon V Aguirre | Ramon Aguirre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DTN Wealth LLC - start date 12/1/2024, Owner, Tax Purposes, Non-investment related, 1-10% time spent on activity during securities hrs. (2) DTN Income Strategies LLC - owner and managing member, start date 12/19/2024. Personal financial vehicle. Non-investment related, 1-10% time spent on activity during securities hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramon Vasquez Aguirre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

MONEY CONCEPTS CAPITAL CORP

Office #1: 101summit Ave Suite 914, Fort Worth, TX 76102

RIA

CRD#: 12963

Fort Worth, TX

Past

April 10, 2024 - January 14, 2025

MAIA WEALTH

RIA

CRD#: 292817

FORT WORTH, TX

Past

February 19, 2020 - April 1, 2024

JIM POE & ASSOCIATES, INC.

RIA

CRD#: 140232

FT. WORTH, TX

Past

February 13, 2020 - April 1, 2024

TRS ADVISORS, LLC

RIA

CRD#: 283248

FORT WORTH, TX

Past

July 23, 2019 - March 6, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Westlake, TX

Past

July 23, 2019 - March 6, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

May 3, 2018 - June 4, 2019

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

FORT WORTH, TX

Past

May 3, 2018 - June 4, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

FORT WORTH, TX

Past

August 3, 2016 - April 5, 2018

CAPITAL ANALYSTS

RIA

CRD#: 162200

Irving, TX

Past

July 14, 2016 - April 5, 2018

LINCOLN INVESTMENT

RIA

CRD#: 519

IRVING, TX

Past

July 14, 2016 - April 5, 2018

LINCOLN INVESTMENT

CRD#: 519

IRVING, TX

Past

October 28, 2015 - July 1, 2016

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Southlake, TX

Past

October 27, 2015 - July 1, 2016

BBVA SECURITIES INC.

CRD#: 27060

SOUTHLAKE, TX

Past

December 2, 2014 - August 4, 2015

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

December 2, 2014 - August 4, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FORT WORTH, TX

Past

December 2, 2014 - August 4, 2015

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Past

October 6, 2014 - November 5, 2014

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

FT WORTH, TX

Past

February 14, 2014 - November 5, 2014

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

December 19, 2013 - February 10, 2014

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

IRVING, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/8/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2013

General Securities Representative Examination

Current Firm

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

11440 Jog Road, Palm Beach Gardens, FL 33418

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone number

(561) 472-2000

Established

Florida since 06/23/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

431

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MONEY CONCEPTS ADVISORY SERVICE FORM ADV PART 2A (3/20/2025)

Direct owners and executive officers

Name	Position	CRD#
MONEY CONCEPTS INTERNATIONAL, INC	OWNS 100% OF MONEY CONCEPTS CAPITAL CORP.
BARNETT, CHERYL MORRIS	VICE PRESIDENT \| COMPLIANCE OFFICER	1795785
MATOS, LIZA MARIA	VICE PRESIDENT \| COMPLIANCE OFFICER	4371969
RITTMAN, BARRY RICHARD	VICE PRESIDENT \| CHIEF FINANCIAL OFFICER	1997994
WALSH, DENIS STEPHEN	PRESIDENT \| CHIEF EXECUTIVE OFFICER	1124278
WALSH, JAMES EDWARD	VICE PRESIDENT \| ADVERTISING AND COMMUNICATIONS	2275368
WALSH, MARY THERESE	SR VICE PRESIDENT \| CHIEF COMPLIANCE OFFICER	2829444

Regulatory assets under management

Total Number of Accounts	14,898
AUM (Assets Under Management)	$ 3,328,625,395

Disclosures

Regulatory Event	8
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ramon V. Aguirre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramon Vasquez Aguirre's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAIA WEALTH

JIM POE & ASSOCIATES, INC.

TRS ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

MONEY CONCEPTS CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2014

Series 63

Date: 3/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2013

Current Firm

MONEY CONCEPTS CAPITAL CORP

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MONEY CONCEPTS CAPITAL CORP

TRUST BUT VERIFY

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