Sue E. Harrington
Professional summary
Sue Ellen Harrington is a registered financial professional currently at CAPITAL INVESTMENT BROKERAGE, INC. located in Raleigh, North Carolina.
Sue is registered as a RR (Registered Representative) and started their career in finance in 1996. Sue has worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sue Ellen Harrington's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2025 - Present
CAPITAL INVESTMENT BROKERAGE, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609January 9, 1999 - September 17, 2020
CAPITAL INVESTMENT BROKERAGE, INC.
August 7, 1996 - December 14, 1998
CAPITAL INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/16/2024
General Securities Representative ExaminationSeries 99TO
Date: 2/16/2024
Operations Professional ExaminationFINRA
Current Firm
CAPITAL INVESTMENT BROKERAGE, INC.
CRD#: 40657 / SEC#: , 8-49118
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | |
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 |
| EDDINS, WILLIAM HAROLD JR | VICE PRESIDENT | 1724993 |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 |
| MCDONALD, CORNELIUS TRAWICK III | VICE PRESIDENT | 1288377 |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
Disclosures
| Regulatory Event | 1 |
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Company Information
CAPITAL INVESTMENT BROKERAGE, INC.
CRD#: 40657Raleigh, NC 27609TRUST BUT VERIFY
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