Donna J. Oxford-arrigo
Professional summary
Donna Jean Oxford-arrigo, who also goes by Donna Jean Fegarsky, Donna J Harmon, Donna Harmon, Donna J Oxford, Donna Jean Oxford, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Donna has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donna Jean Oxford-arrigo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4777 Sharon Rd Fl 2, Charlotte, NC 28210December 12, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4777 Sharon Rd Fl 2, Charlotte, NC 28210May 9, 2002 - November 20, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 2002 - November 20, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 14, 2000 - August 31, 2001
UBS FINANCIAL SERVICES INC.
July 13, 2000 - August 14, 2000
J.C. BRADFORD & CO.
April 27, 2000 - July 12, 2000
PARK AVENUE SECURITIES LLC
October 15, 1999 - February 11, 2000
CETERA WEALTH SERVICES, LLC
May 3, 1999 - November 1, 1999
PARK AVENUE SECURITIES LLC
June 14, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2018)
(4/13/2021)
(12/12/2018)
(4/13/2021)
(12/12/2018)
(4/13/2021)
(9/12/2019)
(6/24/2020)
(12/12/2018)
(12/12/2018)
(12/12/2018)
(4/13/2021)
(4/13/2021)
(12/12/2018)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(1/22/2019)
(9/12/2019)
(12/12/2018)
(12/12/2018)
(12/12/2018)
(4/13/2021)
(4/1/2019)
(9/12/2019)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(4/1/2019)
(4/13/2021)
(12/12/2018)
(12/12/2018)
(12/12/2018)
(4/13/2021)
(12/12/2018)
(4/13/2021)
(4/13/2021)
(12/12/2018)
(4/13/2021)
(4/13/2021)
(12/12/2018)
(4/13/2021)
(12/12/2018)
(1/29/2020)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(12/12/2018)
(10/14/2019)
(4/13/2021)
(4/13/2021)
(4/13/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
