Carrie L. Hadden
Professional summary
Carrie Lynn Hadden, who also goes by Carrie Lynn Kossmann, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Fort Washington, Pennsylvania.
Carrie is registered as a RR (Registered Representative) and started their career in finance in 1998. Carrie has worked at 8 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carrie Lynn Hadden's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2025 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 600 Office Center Drive, Fort Washington, PA 19034June 17, 2016 - July 5, 2017
LPL FINANCIAL LLC
October 11, 2005 - July 31, 2009
FSC SECURITIES CORPORATION
July 21, 2004 - September 2, 2005
SEI INVESTMENTS DISTRIBUTION CO.
April 8, 2004 - June 17, 2004
VALLEY NATIONAL INVESTMENTS, INC.
August 23, 2002 - March 26, 2004
NEW ENGLAND SECURITIES
June 15, 2000 - October 24, 2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
December 10, 1999 - January 27, 2000
JANUS HENDERSON DISTRIBUTORS US LLC
June 26, 1998 - November 2, 1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/11/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/15/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
Exams
Series 6TO
Date: 1/24/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
