Steven Brian Cohen
Professional Summary
Steven Brian Cohen is a registered financial advisor currently at PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland. Steven is registered as a RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.
Contact Information
Main Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527Mailing Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527Phone Number
(240) 497-6400Established
Delaware since 12/22/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/28/2014)
(1/31/2014)
(9/11/2002)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1998About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 1999About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Brian Cohen's CRS (Customer Relationship Summary).
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