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Victor Morse Frye

PROFUNDS DISTRIBUTORS
BETHESDA, MD
·CRD# 1253717·31 years experience

Professional Summary

Victor Morse Frye is a registered financial advisor currently at PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland. Victor is registered as a RR (Registered Representative) and started their career in finance in 1995. Victor has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

PROFUNDS DISTRIBUTORS, INC.·CRD# 19541
BD
7272 Wisconsin Avenue 21st Floor, Bethesda, MD 20814
December 6, 2002 - Present
CALVERT INVESTMENT DISTRIBUTORS, INC.·CRD# 37527
BD
Bethesda, MD
January 8, 1999 - October 30, 2002
THE ADVISORS GROUP, INC.·CRD# 14035
BD
August 6, 1996 - January 4, 1999
THE ADVISORS GROUP, INC.·CRD# 14035
BD
Bethesda, MD
May 23, 1995 - January 4, 1999

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Current Firm

PD
PROFUNDS DISTRIBUTORS, INC.

CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541 / SEC#: 8-37601
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527

Mailing Address

7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527

Phone Number

(240) 497-6400

Established

Delaware since 12/22/1986

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PROFUND ADVISORS LLCSOLE SHAREHOLDER109585
COHEN, STEVEN BRIANPRESIDENT2737221
FRYE, VICTOR MORSECHIEF COMPLIANCE OFFICER1253717
MORONEY, NOELLEFINOP/TREASURER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONAL OFFICER6582471
MORRIS, RICHARD FRANCISCHIEF LEGAL OFFICER5097044

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/30/2003)
RR
Illinois
(1/5/2016)
RR
Maryland
(12/6/2002)
RR
Texas
(9/15/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1996About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2002About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Victor Morse Frye's CRS (Customer Relationship Summary).

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