DB
Daniel B. Barry
KESTRA ADVISORY SERVICES
Charlotte, NC 28211
Some features on this profile are disabled
CRD#: 2734252
DB
Professional summary
Daniel Bradford Barry, who also goes by Daniel B Barry, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Charlotte, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Charlotte, North Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel B Barry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: NFP Corp Services SE Investment Related: Yes Address: 1901 Roxborough Road Charlotte NC 28211 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: SVP Nonqualified Plan Specialist and Southeast Practice Leader Start Date: 6/1/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and Consulting for Executive Benefit Plans Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg 2, suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 6/6/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: IAR Business Name: North Carolina Republican Party Executive Committee NC Republican Party 9th District Executive Committee Union county Nc Republican Party Executive Committee Investment Related: No Address: 1506 Hillsborough Street Raleigh NC 27605 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Committee Member Start Date: 6/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide leadership and advice to North Carolina Republican Party and its affiliates Business Name: Wealth Preservation Inc Investment Related: Yes Address: 8207 Lake Providence Dr Weddington NC 28104 Nature of Business: Insurance Position, Title or Relationship: Owner and President Start Date: 11/16/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: those of Owner Business Name: Hornet's Nest Republican Men's Club Investment Related: No Address: P.O. Box 2172 Indian Trail NC 28079 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President Start Date: 8/9/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Those of President, Most recruiting members and leading meetings Business Name: Right Course Consulting, LLC Investment Related: No Address: 8207 Lake Providence Dr Weddington NC 28104 Nature of Business: Consulting Position, Title or Relationship: President and Owner Start Date: 5/14/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Those of President / Owner Business Name: PRESBYTERY OF THE CENTRAL CAROLINAS POSITION: Moderator NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 8207 Lake Providence Drive, Weddington NC 28104 DESCRIPTION: Lead the Presbytery of the Central Carolinas. This is a body of the Evangelical Presbyterian Church. We are made up of 44 churches in central and western North Carolina.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Bradford Barry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1901 Rabarough Road Suite 300, Charlotte, NC 28211RIA
CRD#: 283330
Charlotte, NC
Current
June 13, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1901 Roxborough Road Ste 300, Charlotte, NC 28211BD
CRD#: 42046
Charlotte, NC
Past
July 13, 2015 - June 7, 2019
LOCKTON INVESTMENT ADVISORS, LLC
RIA
CRD#: 144133
CHARLOTTE, NC
Past
July 13, 2015 - June 7, 2019
LOCKTON INVESTMENT SECURITIES, LLC
BD
CRD#: 137476
CHARLOTTE, NC
Past
December 31, 2001 - July 14, 2015
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Charlotte, NC
Past
November 3, 2000 - July 14, 2015
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Charlotte, NC
Past
May 18, 1999 - October 20, 2000
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
October 1, 1997 - May 12, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
October 1, 1997 - May 12, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
April 23, 1997 - October 10, 1997
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
CHICAGO, IL
Past
April 19, 1996 - May 1, 1997
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/13/2019)
RR
California(9/17/2021)
RR
Colorado(6/13/2019)
RR
Delaware(8/17/2022)
RR
District of Columbia(4/25/2024)
RR
Florida(6/13/2019)
RR
Georgia(6/13/2019)
RR
Indiana(7/11/2022)
RR
Kentucky(6/13/2019)
RR
Louisiana(6/13/2019)
RR
Maryland(11/6/2019)
RR
Michigan(6/13/2019)
RR
North Carolina(6/13/2019)
IAR
North Carolina(6/13/2019)
RR
Pennsylvania(8/17/2022)
RR
South Carolina(6/13/2019)
RR
Tennessee(6/13/2019)
RR
Texas(6/13/2019)
RR
Virginia(6/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
