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JK

John David Kosakowski

CRD# 2722231·Registered 1997 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John David Kosakowski, who also goes by J.d. Kosakowski, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1997 - 2020. John had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J.d. Kosakowski

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

GTS SECURITIES LLC·CRD# 149224
BD
New York, NY
March 5, 2019 - January 30, 2020
CITADEL SECURITIES LLC·CRD# 116797
BD
New York, NY
May 2, 2016 - February 8, 2018
VIRTU AMERICAS LLC·CRD# 149823
BD
New York, NY
July 1, 2013 - May 4, 2016
GETCO SECURITIES, LLC·CRD# 151233
BD
New York, NY
December 13, 2011 - July 1, 2013
BANC OF AMERICA SPECIALIST, INC.·CRD# 103971
BD
New York, NY
August 12, 2004 - December 12, 2011
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
January 19, 2001 - February 12, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
May 5, 1997 - July 22, 1998

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Current Firm

GS
GTS SECURITIES LLC

GLOBAL TRADING SYSTEMS | GTS SECURITIES LLC | GTS MISCHLER

CRD#: 149224 / SEC#: 8-68126
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

100 Se 2nd Street Ste 4010, Miami, FL 33131

Mailing Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Phone Number

(212) 715-2830

Established

Delaware since 12/03/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GTS FINANCIAL LLCHOLDING COMPANY/CLASS A MEMBER—
GILLETTE, CHARLES PTRADING AND MARKETS CHIEF COMPLIANCE OFFICER3174027
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCORE BROKER DEALER CHIEF COMPLIANCE OFFICER5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CHIEF EXECUTIVE OFFICER4134798
TIRIOLO, CHRISTIAN JOHNFINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER3063877

Disclosures

Regulatory Event

38

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JK
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