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Ralph C Bianco

GTS SECURITIES
Naples, FL
·CRD# 2720341·30 years experience

Professional Summary

Ralph C Bianco, who also goes by Ralph Carmine Bianco, is a registered financial advisor currently at GTS SECURITIES LLC located in Naples, Florida. Ralph is registered as a RR (Registered Representative) and started their career in finance in 1996. Ralph has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 31, Series 7, Series 10 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ralph Carmine Bianco

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

GTS SECURITIES LLC·CRD# 149224
BD
5150 North Tamiami Trail Suite 206, Naples, FL 34103
May 20, 2019 - Present
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
September 10, 2010 - May 20, 2019
LIGHTHOUSE FINANCIAL GROUP, LLC·CRD# 103734
BD
New York, NY
October 15, 2009 - August 17, 2010
BTIG, LLC·CRD# 122225
BD
New York, NY
February 2, 2009 - October 27, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 15, 2000 - December 18, 2008
NASDAQ EXECUTION SERVICES, LLC·CRD# 7270
BD
Philadelphia, PA
November 10, 1998 - March 29, 2000
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
May 9, 1996 - January 16, 1997

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Current Firm

GS
GTS SECURITIES LLC

GLOBAL TRADING SYSTEMS | GTS SECURITIES LLC | GTS MISCHLER

CRD#: 149224 / SEC#: 8-68126
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

100 Se 2nd Street Ste 4010, Miami, FL 33131

Mailing Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Phone Number

(212) 715-2830

Established

Delaware since 12/03/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GTS FINANCIAL LLCHOLDING COMPANY/CLASS A MEMBER—
GILLETTE, CHARLES PTRADING AND MARKETS CHIEF COMPLIANCE OFFICER3174027
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCORE BROKER DEALER CHIEF COMPLIANCE OFFICER5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CHIEF EXECUTIVE OFFICER4134798
TIRIOLO, CHRISTIAN JOHNFINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER3063877

Disclosures

Regulatory Event

38

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/20/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 1999

Series 31 — Futures Managed Funds Examination

Passed Jun 1996About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Ralph C Bianco's CRS (Customer Relationship Summary).

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