Christopher Frederick Kittel
Professional Summary
Christopher Frederick Kittel, who also goes by Christopher Kittel, is a registered financial advisor currently at RABO SECURITIES USA, INC. located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24, Series 10, Series 9 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Kittel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
RABO SECURITIES USA, INC. | RABO SECURITIES USA, INCORPORATED
Contact Information
Main Address
151 West 42nd Street 8th Floor, New York, NY 10036Mailing Address
151 West 42nd Street 8th Floor, New York, NY 10036Phone Number
(212) 808-2548Established
Delaware since 03/22/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UTRECHT-AMERICA HOLDINGS, INC | SOLE SHAREHOLDER | — |
| AMIN, SHREYA | SECRETARY | 7368182 |
| BASSETT, DAVID FRANCIS | CHAIRMAN | 2802027 |
| CHESTER, WILLIAM PETER | DIRECTOR | 5868288 |
| DEMAZURE PELLETIER, CHRISTINE MARIE | DIRECTOR | 5481370 |
| HARTOFILIS, CHRISTOPHER PATRICK | INTERIM CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4707844 |
| KITTEL, CHRISTOPHER FREDERICK | CHIEF COMPLIANCE OFFICER | 2718043 |
| LAMPER, KATHERINE S | DIRECTOR | 5202959 |
| LAZAROV, DUSAN OBRAD | DIRECTOR | 7904295 |
| MARTENS, ANDREA MARIE | FINANCIAL AND OPERATIONS PRINCIPAL | 1187593 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/24/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2000About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Frederick Kittel's CRS (Customer Relationship Summary).
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